Important FINRA Update
EARN YOUR SERIES 65 or 66 TODAY
As a result of the DOL fiduciary rule, the industry is expected to undergo a massive shift in terms of how advice is given regarding retirement plan and IRA assets and in how advisors are compensated for selling investment products in retirement accounts. This will involve a shift away from commissions and to fees for advisory services, requiring the advisor to hold a Series 65 or 66 license.
The new rule is in the public comment period and should go into effect in 2017. If you are:
Other retirement plan advisor,
Get your license now! The exam outline is changing July 1, 2016. You do not need to be sponsored for these exams.
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