Keir EductionalResources
Check Out | Home | Contact Us | Site Map 
Call Keir at 1-800-795-5347
Search: Start Search
Keir HomeCFP CertificationNASDCLUCPCUCFA®INSAICARMLoginAbout Us
Home > FINRA > Series 11 Assistant Representative/Order Processing

FINRA (formerly NASD) Series 11 Assistant Representative/Order Processing
FINRA Series 11

This examination is designed for persons associated with a member who accepted unsolicited customer orders for submission for execution by a member. They cannot accept orders for municipal securities or direct participation programs.

The Series 11 does not require a prerequisite.

To obtain your Series 11 license you should plan to spend 50 to 60 hours in study preparation. This exam is given in one hour with 50 multiple choice questions. The Series 11 candidates must pass with 70% or better.

Series 11 Study Material

About the Series 11 Examination

Series 11 FAQ (Frequently Asked Questions)

Series 11 Study Tips

Series 11 Recommendations

Breakdown Chart of the Series 11 Examination
 FINRA (formerly NASD)
Series 4
Series 6
Series 7
Series 9-10
Series 11
guide lines Series 11 Study Material
guide lines About the Series 11 Exam
guide lines Series 11 FAQ
guide lines Series 11 Study Tips
guide lines Series 11 Recommendations
guide lines Series 11 Breakdown
Series 14
Series 24
Series 26
Series 27
Series 51
Series 53
Series 55
Series 63
Series 65
Series 66
Live Class Locations and Dates
Report your pass rates
Home - CLU/ChFC - CFP® Certification - CPCU/IIA - FINRA - CFA® - Contact Us - INS - AIC - ARM - About Us - Login - Check Out - Privacy Policy - Return Policy

Cincinnati - Richmond - Philadelphia - New York City
©2004-2008 Keir Educational Resources and its licensors, All rights reserved.
4785 Emerald Way - Middletown, Ohio 45044
1-800-795-5347 or 1-513-422-4860
Contact Us

Topic List for CFP® Certification Examination Copyright © 2005-2006, Certified Financial Planner Board of Standards, Inc. All rights reserved. Used with permission.

Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and CFP (with flame logo)®, which it awards to individuals who successfully complete initial and ongoing requirements. “Keir Educational Resources is a Review Course Provider for the CFP® Certification Examination administered by Certified Financial Planner Board of Standards, Inc. CFP Board does not endorse any review course nor receive any financial remunerations from Review Course Providers.”