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Home > FINRA > Series 11 > About Series 11

About Series 11 Assistant Representative/Order Processing

About Series 11 The Series 11 consists of 50 multiple choice questions and 50 minutes of testing time is allowed to complete the exam. The candidate must correctly answer 70% of the answers to receive a passing grade.

This is a closed book examination. Scratch paper will be provided by the proctor. Candidates will not be allowed to use their personal calculators; testing centers will provide calculators upon request.

The following information will explain the number of exam questions you will be tested over the Series 11 exam.

  • 15 questions on Equity, Debt and Other Securities
  • 10 questions on Customer Accounts
  • 20 questions on Markets and Order Processing
  • 5 questions on Regulations

Series 11 Pie Chart, breakdown of each section.
 FINRA (formerly NASD)
Series 4
Series 6
Series 7
Series 9-10
Series 11
guide lines Series 11 Study Material
guide lines About the Series 11 Exam
guide lines Series 11 FAQ
guide lines Series 11 Study Tips
guide lines Series 11 Recommendations
guide lines Series 11 Breakdown
Series 14
Series 24
Series 26
Series 27
Series 51
Series 53
Series 55
Series 63
Series 65
Series 66
Live Class Locations and Dates
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Topic List for CFP® Certification Examination Copyright © 2005-2006, Certified Financial Planner Board of Standards, Inc. All rights reserved. Used with permission.

Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and CFP (with flame logo)®, which it awards to individuals who successfully complete initial and ongoing requirements. “Keir Educational Resources is a Review Course Provider for the CFP® Certification Examination administered by Certified Financial Planner Board of Standards, Inc. CFP Board does not endorse any review course nor receive any financial remunerations from Review Course Providers.”