Series 11 Recommendations

• Study for approximately 50 hours prior to the Series 11 exam.
  • Spend approximately 15 hours on Types of Securities.
  • Spend approximately 24 hours on Markets and Order Processing.
  • Spend approximately 6 hours on General Regulations.
  • Spend approximately 12 hours on Customer Account Forms.
  
  
• Plan to sit for the Series 11 exam within 3 to 5 weeks.
  
  
• Score a minimum of 76% to 78% on all quizzes and exams before moving to the next topic.
  
  
• Read each section, then test your understanding level with the quiz provided. Review ALL questions and detailed explanations. Once you have mastered the topic you should move on to the following topic. Continue this practice through the chapter.
  
  
• Utilize the final exams book found in the back of the textbook.
  
  
• Keep track of all scores from all section quizzes, chapter exams and final exams.
  
  
• Call 800-795-5347 or email us for instructor assistance.
  
  
• If you would like to speak with your representative to set up a detailed study schedule, please call 800-795-5347 during regular business hours 9-5 EST.