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Home > FINRA > Series 4 > Series 4 FAQ

Series 4 FAQ (Frequently Asked Questions)
Series 4 FAQ

How many questions are on the exam?

How long is the exam?

How is the exam set up?

How much time can I expect to spend on studies?

Do I need a class?

Where do I take the Series 4 examination?

Is there an examination fee for the Series 4?

Are you allowed to take a calculator into the exam center?

Will I be allowed to take paper into the exam center?

Do I have to be sponsored to take this examination?

What is the required pass rate for the Series 4 examination?

How many questions are on the exam? 125 multiple-choice questions. Be prepared to see an additional three to ten questions on your examination. These questions are “pre-test” or “guinea pig” type questions, you will be provided additional time for these questions and the score for these questions are NOT counted against you.

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How long is the exam? 3 hours.

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How is the exam set up? You should anticipate a “bell-curve” exam. Which means the exam will start out at an easier level, as you progress through the exam, approaching the middle of the exam, test questions will become more difficult. As you near the end of the exam questions will once again become easier.

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How much time can I expect to spend on studies? You should plan on spending approximately 30 to 40 hours in study. Keir Educational Resources strongly recommends you complete the Series 4 study within a 3 to 5 week window.

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Do I need a class? With accurate study materials and strong study habits, Keir will get you through. Class Locations

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Where do I take the Series 4 examination? The examination is a proctored exam and must be taken at a qualified exam center. To locate the one nearest you, please visit www.prometric.com.

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Is there an examination fee for the Series 4? Yes, the cost is $80.

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Are you allowed to take a calculator into the exam center? No, however, the exam center will provide a calculator upon request.

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Will I be allowed to take paper into the exam center? No, however, the exam center will provide scratch paper.

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Do I have to be sponsored to take this examination? Yes

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What is the required pass rate for the Series 4 examination? You must score at least a 70% or higher on the examination to pass.

 FINRA (formerly NASD)
Series 4
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Series 6
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Topic List for CFP® Certification Examination Copyright © 2005-2006, Certified Financial Planner Board of Standards, Inc. All rights reserved. Used with permission.

Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and CFP (with flame logo)®, which it awards to individuals who successfully complete initial and ongoing requirements. “Keir Educational Resources is a Review Course Provider for the CFP® Certification Examination administered by Certified Financial Planner Board of Standards, Inc. CFP Board does not endorse any review course nor receive any financial remunerations from Review Course Providers.”