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Home > FINRA > Series 53 > About Series 53

About Series 53 Municipal Securities
About Series 63

The Series 53 consists of 100 multiple choice questions and 3 hours of testing time is allowed to complete the exam. The candidate must correctly answer 70% of the questions to receive a passing grade.

This is a closed book examination. Scratch paper will be provided by the proctor. Candidates will not be allowed to use their personal calculators. Testing centers will provide calculators upon request.

The following information will explain the number of exam questions you will be tested on during the Series 53 exam.

  • 25 questions on Sales Supervision
  • 25 question on Customer Accounts
  • 10 questions on Uniform Practice
  • 10 questions on Trading
  • 20 questions on New Issues
  • 10 questions on Other Rules

Series 53 Pie Chart, breakdown of the exam
 FINRA (formerly NASD)
Series 4
Series 6
Series 7
Series 9-10
Series 11
Series 14
Series 24
Series 26
Series 27
Series 51
Series 53
guide lines Series 53 Study Material
guide lines About the Series 53 Exam
guide lines Series 53 FAQ
guide lines Series 53 Pie Chart, Breakdown of the Exam
guide lines Series 53 Study Tips
guide lines Series 53 Recommendatons
Series 55
Series 63
Series 65
Series 66
Live Class Locations and Dates
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Topic List for CFP® Certification Examination Copyright © 2005-2006, Certified Financial Planner Board of Standards, Inc. All rights reserved. Used with permission.

Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and CFP (with flame logo)®, which it awards to individuals who successfully complete initial and ongoing requirements. “Keir Educational Resources is a Review Course Provider for the CFP® Certification Examination administered by Certified Financial Planner Board of Standards, Inc. CFP Board does not endorse any review course nor receive any financial remunerations from Review Course Providers.”