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Home > FINRA > Series 55 Equity Trader/Limited Representative

FINRA (formerly NASD) Series 55 - Equity Trader/Limited Representative

Registered representatives in this category may trade equity and convertible debt securities on a principal or agency basis.

The Series 55 does require a prerequisite of the Series 62 or Series 7.

Students preparing for the Series 55 examination should plan to spend 40 to 50 hours in study preparation. The national exam is 3 hours with 100 multiple choice questions. The Series 55 candidates must pass with 70% or better.

Series 55 Study Material

Series 55 FAQ (Frequently Asked Questions)

Series 55 Pie Chart, breakdown of the exam

Series 55 Study Tips

Series 55 Recommendations

Series 55 Class Locations and Dates

 FINRA (formerly NASD)
Series 4
Series 6
Series 7
Series 9-10
Series 11
Series 14
Series 24
Series 26
Series 27
Series 51
Series 53
Series 55
guide lines Series 55 Study Material
guide lines Series 55 FAQ
guide lines Series 55 Pie Chart, Breakdown of the Exam
guide lines Series 55 Study Tips
guide lines Series 55 Recommendations
Series 63
Series 65
Series 66
Live Class Locations and Dates
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Topic List for CFP® Certification Examination Copyright © 2005-2006, Certified Financial Planner Board of Standards, Inc. All rights reserved. Used with permission.

Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and CFP (with flame logo)®, which it awards to individuals who successfully complete initial and ongoing requirements. “Keir Educational Resources is a Review Course Provider for the CFP® Certification Examination administered by Certified Financial Planner Board of Standards, Inc. CFP Board does not endorse any review course nor receive any financial remunerations from Review Course Providers.”