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Home > FINRA > Series 63 Uniform Securities Agent State Law

FINRA (formerly NASD) Series 63 - Uniform Securities Agent State Law

The Series 63 is designed to qualify candidates as securities agents. The examination covers the principles of state securities regulation reflected in the Uniform Securities Act.

The Series 63 does not require a prerequisite.

To obtain your Series 63 license, you should plan to spend 20 to 30 hours in preparation. The national exam is 65 multiple choice questions given in 75 minutes. Series 63 candidates must pass with 70% or better.

Series 63 Study Material

About the Series 63 Examination

Series 63 FAQ (Frequently Asked Questions)

Series 63 Study Tips

Series 63 Recommendations

Helpful Learning Tools:

Series 63 Class Locations and Dates

About the Series 63 Guarantee

Do you need: Series 6?

Learn more about how to study for the Series 63 exam. Listen to this short presentataion.
 FINRA (formerly NASD)
Series 4
Series 6
Series 7
Series 9-10
Series 11
Series 14
Series 24
Series 26
Series 27
Series 51
Series 53
Series 55
Series 63
guide lines Series 63 Study Material
guide lines About the Series 63 Examiniation
guide lines Series 63 FAQ
guide lines Series 63 Study Tips
guide lines Series 63 Recommendations
guide lines FREE Study Schedule
guide lines FREE Indicator Sheet
guide lines Series 63 Pie Chart, Breakdown of the Exam
guide lines Class Locations and Dates
guide lines Series 63 Guarantee
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Topic List for CFP® Certification Examination Copyright © 2005-2006, Certified Financial Planner Board of Standards, Inc. All rights reserved. Used with permission.

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