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Home > FINRA > Series 65 > About Series 65

About Series 65 Uniform Investment Adviser Law

The Series 65 consists of 130 multiple choice questions and 3 hours of testing time is allowed to complete the exam. The candidate must correctly answer 68.5% of the answers to receive a passing grade.

This is a closed book examination. Scratch paper will be provided by the proctor. Candidates will not be allowed to use personal calculators; testing centers will provide calculators upon request.

The following information will explain the number of exam questions you will be tested over the Series 65 exam.

  • 20 questions on Economics and Analysis
  • 26 questions on Investment Vehicles
  • 39 questions on Investment Recommendations / Strategies
  • 45 questions on Ethics / Legal Guidelines

Series 65 Pie Chart, breakdown of the exam
 FINRA (formerly NASD)
Series 4
Series 6
Series 7
Series 9-10
Series 11
Series 14
Series 24
Series 26
Series 27
Series 51
Series 53
Series 55
Series 63
Series 65
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guide lines Series 65 Recommendations
guide lines FREE Study Schedule
guide lines Class Locations and Dates
guide lines Series 65 Breakdown
Series 66
Live Class Locations and Dates
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Topic List for CFP® Certification Examination Copyright © 2005-2006, Certified Financial Planner Board of Standards, Inc. All rights reserved. Used with permission.

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