About Series 66 Registered Agent and Investment Adviser

The Series 66 consists of 100 multiple choice questions and 2½ hours of testing time is allowed to complete the exam. The candidate must correctly answer 71% of the questions to receive a passing grade on the Series 66 exam.

This is a closed book examination. Scratch paper will be provided by the proctor. Candidates will not be allowed to use their personal calculators. Testing centers will provide calculators upon request.

The following information will explain the number of exam questions you will be tested over the Series 66 exam.

• 55 questions on Uniform Securities Act and NASAA interpretations on Unethical Practices.
  
  
• 25 questions on Federal Securities Acts and SEC Investment Adviser Releases.
  
  
• 20 questions on Portfolio Analysis, Management, Strategies and Retirement Plans.

Series 66 Pie Chart Breakdown