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Home > FINRA > Series 9-10 > Series 9/10 Recommendations

Series 9/10 Recommendations

FINRA 9/10 Recommendations

  • Study for approximately 120 to 140 hours prior to the Series 9/10 exams.

  • Plan to sit for the Series 9/10 exams within 3 weeks to 5 months, but no longer than 5 months.

  • Score a minimum of 82% on all quizzes and exams before moving on to the next topic.

  • Read each section, then test your understanding level with the quiz provided. Review the questions and explanations. Once you have mastered the topic, you should move on to the next topic. Continue this practice throughout the chapter.

  • When you complete your study of the Series 9/10 textbooks, proceed to the Final Exam book

  • Add some variety to your study process by using your CD-ROM for a complete overview of all the topics learned

  • Keep track of your scores from the setion quizzes, chapter exams, and final exams.

  • Call 800-795-5347 or e-mail us for instructor assistance.

  • If you would like to speack with your representative to set up a detailed study schedule, please call 800-795-5347 during regular business hours, 9 to 5 ET.

  • Plan to use the Quick 9/10 book each time you review topics, to help increase your scores and to provide you a “preview” of upcoming topics.

 FINRA (formerly NASD)
Series 4
Series 6
Series 7
Series 9-10
guide lines Series 9/10 Study Materials
guide lines Series 9/10 FAQs
guide lines Series 9/10 Study Tips
guide lines Series 9/10 Recommendations
guide lines FREE Series 9/10 Pie Chart
guide lines Class Locations and Dates
Series 11
Series 14
Series 24
Series 26
Series 27
Series 51
Series 53
Series 55
Series 63
Series 65
Series 66
Live Class Locations and Dates
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Topic List for CFP® Certification Examination Copyright © 2005-2006, Certified Financial Planner Board of Standards, Inc. All rights reserved. Used with permission.

Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and CFP (with flame logo)®, which it awards to individuals who successfully complete initial and ongoing requirements. “Keir Educational Resources is a Review Course Provider for the CFP® Certification Examination administered by Certified Financial Planner Board of Standards, Inc. CFP Board does not endorse any review course nor receive any financial remunerations from Review Course Providers.”