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FINRA Securities Licensing Exams
Registered Representative Exams
Series 6 Registered Investment Company Products / Variable Contract
Series 7 General Securities
Series 11 Assistant Representative/Order Processing
Series 55 Equity Trader/Limited Representative
State Licensing Exams
Series 63 Uniform Securities Agent State Law
Series 65 Uniform Investment Adviser Law
Series 66 Registered Agent and Investment Adviser
Managers/Principals
Series 4 Registered Options Principal
Series 9/10 General Securities Sales Supervisor
Series 24 General Securities Principal
Series 26 Investment Company Products/Variable Contracts Principal
Series 27 Financial and Operations Principal
Series 51 Municipal Securities Limited Principal
Series 53 Municipal Securities Principal
AIC, ARM, CPCU® and INS
AIC Associate in Claims Training
AIC 33 - The Claims Environment
AIC 34 - Workers' Compensation and Managing Bodily Injury Claims
AIC 35 - Property Loss Adjusting
AIC 36 - Liability Claim Practices
ARM Associate in Risk Management
ARM 54 - Essentials of Risk Management
ARM 55 - Essentials of Risk Control
ARM 56 - Risk Financing
CPCU Chartered Property Casualty Underwriter
Foundation Courses
CPCU 510 - Foundations of Risk Management, Insurance and Professionalism
CPCU 520 - Insurance Operations, Regulations and Statutory Accounting
CPCU 530 - The Legal Environment of Risk Management and Insurance
CPCU 540 - Business and Financial Analysis for Risk Management and Insurance Professionals
CPCU 560 - Financial Services
Commercial Concentration
CPCU 551 - Commercial Property Risk Management and Insurance
CPCU 552 - Commercial Liability Risk Management and Insurance
CPCU 553 - Survey of Personal Risk Management, Insurance and Financial Planning
Personal Concentration
CPCU 555 - Personal Risk Management and Property-Liability Insurance
CPCU 556 - Personal Financial Planning
CPCU 557 - Survey of Commercial Risk Management and Insurance
INS Certificate in General Insurance
INS 20 - Introduction to Property and Liability Insurance
INS 21 - Property and Liability Insurance Principles
INS 22 - Personal Insurance
INS 23 - Commercial Insurance
AIS 25 - Delivering Insurance Services
CFP® Certification
University Setting
Financial Planning Intro
Financial Planning
Insurance Planning
Investment Planning
Income Tax Planning
Retirement Planning
Estate Planning
Learning the Financial Calculator
CFP® Certification Review
Free Diagnostic Exams
Review Course Materials
Online Review Class
Live Review Classes
Helpful Learning Tools
Learning the Financial Calculator
The American College
University Setting
HS 300 - Financial Planning: Process and Environment
HS 311 - Insurance Planning
HS 321 - Income Taxation
HS 323 - Individual Life Insurance
HS 324 - Life Insurance Law
HS 326 - Planning for Retirement Needs
HS 328 - Investments
HS 330 - Fundamentals of Estate Planning
HS 331 - Planning for Business Owners and Professionals
HS 332 - Financial Planning Applications
HS 334 - Estate Planning Applications
HS 352 - Financial Decision Making at Retirement
Financial Calculator
CFP® Certification Review
Free Diagnostic Exams
Review Course Materials
Online Review Class
Live Review Classes
Helpful Learning Tools
Learning the Financial Calculator
CFA® Chartered Financial Analyst®
CFA® Level I Exam.
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Certified Financial Planner Board of Standards Inc. owns the certification marks of CFP®, CERTIFIED FINANCIAL PLANNERâ„¢ and CFP (with flame logo)®.
CFA® and Chartered Financial Analyst® are trademarks owned by CFA Institute.
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